Regulations
How to Check a Swiss Wealth Manager’s FINMA Licence
Six free checks that take five minutes: the FINMA register, the supervisory organisation, the client adviser register, Zefix, the ombudsman
August 31, 2026
Regulations
How Four Financial Regulators Approach AI: Switzerland, UK, Singapore, Abu Dhabi
FINMA, the FCA, MAS and Abu Dhabi’s FSRA regulate AI in visibly different ways — and agree on one thing:
August 26, 2026
Industry Insight
A Useful Resource for Swiss Wealth Management
For many years, I have been working in Swiss wealth management. One thing has always surprised me: despite the size
July 15, 2026
Industry Insight
RIA vs. Private Bank: A Global Wealth Management Showdown
In the evolving world of wealth management, the debate between Registered Investment Advisors (RIAs) and private banks is gaining global
October 10, 2025
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The “FINMA” tag examines the mandate and functions of the Swiss Financial Market Supervisory Authority (FINMA). It covers oversight of banks, insurers, fintech firms and enforcement actions.
Learn how FINMA regulations and guidance ensure market integrity, protect investors and maintain financial stability. Discover supervisory practices, licensing requirements and enforcement procedures.
For professionals, the “FINMA” tag provides expert analysis of regulatory updates, consultation papers and practical compliance strategies. Stay informed about FINMA circulars, directives and risk assessments.
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